Insider’s guide to NZ government (online course)

Session 6: Resources

Now that you’ve completed session 6, on this page you can find:

(1) contact details for the session slides

(2) the Official Information Act 1982

(3) A guide to processing OIA requests (Ombudsman)

(4) Some further reading

(5) FAQs (regularly updated)

(1) Session 6 slides

If you would like a copy of the slides for session 6 just pop us an email and we’ll get them through to you ASAP.

(2) Official Information Act 1982

Here is a copy of the Official Information Act 1982. The latest version is always available on the NZ Legislation website.

As an aside, the Act has been changed a number of times since 1982. Some people have argued that the Act has become a patchwork with all these changes, and that it needs to be completely replaced given the digital era we now live in.

In 2012 the Law Commission undertook a major review of the Act and recommended a number of big changes to modernise the OIA.

 
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(3) A guide to processing OIA requests, Ombudsman

The Ombudsman has put together a useful guide for minister and agencies to help them understand the OIA and how to interpret and apply the OIA.

It’s a good starting point if you want a high-level introduction to different parts of the Act. If this doesn’t answer you’re question, then dive deeper using the Ombudsman’s content guides (see ‘Further reading’ below).

 
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 (4) Further reading

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Parliament on-demand

The Ombudsman’s website is a treasure trove of information about the OIA.

There are a number of very useful guides on different parts of the Act (they come as individual PDF files). Topics include consultation on requests, charging, withholding grounds, transfers, and timeframes.

The site also includes recent decisions of the Ombudsman around the OIA (based on complaints from requesters) and templates you can use to correspond with requesters.

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FYI.org.nz

This website is run by Open New Zealand which is group committed to openness and transparency in government.

FYI.org.nz is a portal through which people make requests in a way that is publically available (FYI.org.nz is not the requester, they are only the ‘host’). All the responses from the minister or agency are then posted on the site including any information that is being released.

It’s an interesting site to take a look around because you can see the wide variety of information requesters ask for, how agencies handle requests in terms of language/tone, and the types of withholding decisions that are being made on a day-to-day basis.

(4) FAQs

How many OIA requests are made each year?

The Public Services Commission publishes data on OIA requests. This data tell us that there are now around 40,000 OIA requests a year.

But there are some big caveats. Some agencies are excluded, e.g. Police and the Defence Force.

More importantly, not all requests for information are actually ‘tagged’ as an OIA request by an agency. For example, a journalist might ask for some figures from an agency’s comms team and this may be provided outside of the OIA process. Another example is a person ringing a call centre and asking to be sent an application form for something. Technically this is a request for ‘official information’ since it’s someone asking for a document, but it’s not treated as such.

So who makes the most requests?

There aren’t figures on this and each agency will be different.

Certainly there are a good number of requests made by journalists and opposition MPs.

Depending on the topic, industry bodies will tend to make requests for information (e.g. the New Zealand Institute of Chartered Accountants or the Meat Industry Association), as well as NGOs (e.g. Greenpeace or Amnesty International) and academics/researchers.

A surprisingly high number of requests come from ordinary members of the public just trying to find out some information on a one-off topic that interests them.


Does the Ombudsman have to approve a decision to withhold information?

No, each agency (or minister) makes their own decision whether a withholding ground applies.

If they do decide that one (or more) of the withholding grounds applies, then they are required to notify the requester of their right to complain to the Ombudsman about the decision.

Some people shrug their shoulders and accept the decision. Others do complain and so the Ombudsman may then review the decision of the agency to withhold. The Ombudsman may make a finding that the agency’s decision was right or wrong on the facts of the case. So the Ombudsman’s involvement is ‘after the fact’, i.e. once a decision has been made and a complaint made. Which means in practical terms that of the 40,000 or so requests made each year, the Ombudsman reviews only a fraction of them.


Isn’t the OIA a bit of a have? People just have phone conversations or talk face-to-face if they want to avoid the OIA.

In reality, that can be true. Rather than send something sensitive in an email (in which case a digital record is automatically created), someone may pop down a level to chat directly with someone or talk it over coffee. Boom. No record. Take that OIA!

But…..there is always a but…the Public Records Act 2005 requires officials to “create and maintain full and accurate records of its affairs, in line with normal prudent business practice”. So if someone had a significant phone conversation around a policy or operational mater, the Public Records Act effectively requires them to create a memo, file note, or email to capture the essence of an oral conversation.

Now does that actually happen in practice? The answer seems to be that agencies vary considerably in how they meet their Public Records Act obligations.

It’s also worth remembering our quiz. There are several cases where the Ombudsman has required officials to 'write down’ what they can recall about a meeting, who was there, and what was said. Granted, in some cases a meeting may have been several months ago, so the Ombudsman just asks people to recall what they can.